Charles Simon Hartley Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Simon Hartley Davies, a licensed former licensee with CE reference AME969. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TP ICAP Markets (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2005-10-06 | 2008-06-10 |
| TP ICAP Markets (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-10-06 | 2008-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Simon Hartley Davies during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.