Charles Simon Hartley Davies

CE No. AME969 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Simon Hartley Davies (), a licensed former licensee with CE reference AME969. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
ICAP Securities Hong Kong Limited RO Type 1 — Dealing in securities 2005-10-06 2008-06-10
ICAP Securities Hong Kong Limited RO Type 2 — Dealing in futures contracts 2005-10-06 2008-06-10

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