Alan Clive Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Clive Davies ( ), a licensed former licensee with CE reference AEW061. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-01-11 | 2016-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-01-11 | 2016-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-11 | 2016-01-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-12-16 | 2015-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-12-16 | 2015-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-16 | 2015-03-04 |