Alan Clive Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Clive Davies, a licensed former licensee with CE reference AEW061. This person has 0.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-01-11 | 2016-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-01-11 | 2016-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-11 | 2016-01-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-12-16 | 2015-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-12-16 | 2015-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-16 | 2015-03-04 |