Sophie Mingshu Ding
丁明淑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophie Mingshu Ding (丁明淑), a licensed former licensee with CE reference AHR319. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-19 | 2009-03-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-03-19 | 2009-03-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-14 | 2006-12-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-05 | 2003-07-09 |