Mark Laurence Dempsey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Laurence Dempsey, a licensed former licensee with CE reference AGX721. This person has 11.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-12-14 | 2016-09-05 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-22 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-22 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-22 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Laurence Dempsey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.