Paul Joseph de Noon

CE No. ALY371 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Joseph de Noon (), a licensed former licensee with CE reference ALY371. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2018-06-04 2018-06-05
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2018-06-04 2018-06-05
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2018-01-08 2018-01-17
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2016-12-05 2016-12-06
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2016-01-20 2016-01-25
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2015-04-17 2015-04-21
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 - Dealing in securities 2014-07-09 2014-07-10
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2013-11-15 2013-11-18
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2012-10-22 2012-10-22
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2012-04-16 2012-04-17
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2011-11-28 2011-12-02
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2011-06-20 2011-06-23
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2009-09-14 2009-09-18
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2005-04-25 2005-04-26

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