Brendan James Daly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brendan James Daly ( ), a licensed former licensee with CE reference AAD842. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | present | 2012-06-18 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-03-29 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-29 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 9 - Asset management | present | 2005-02-07 |