Dat T Duong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dat T Duong ( ), a licensed former licensee with CE reference AJD706. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Frontier Investments Limited |
RO | Type 4 — Advising on securities | 2009-10-07 | 2010-05-31 |
| Asia Frontier Investments Limited |
RO | Type 9 — Asset management | 2009-10-07 | 2010-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2008-01-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2008-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-10-14 | 2008-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2003-10-14 | 2008-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2003-10-14 | 2008-01-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2003-10-14 | 2008-01-17 |