Imran Sooleman Dadabhoy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Imran Sooleman Dadabhoy ( ), a licensed former licensee with CE reference AJH414. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2010-05-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-16 | 2010-05-21 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-11-16 | 2010-05-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-16 | 2010-05-21 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-11-16 | 2010-02-19 |
| Deephaven Asia Limited | RO | Type 4 — Advising on securities | 2005-06-14 | 2006-03-22 |
| Deephaven Asia Limited | RO | Type 9 — Asset management | 2005-06-14 | 2006-03-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-09 | 2005-03-09 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-09 | 2005-03-09 |