Shane Dardis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Dardis ( ), a licensed former licensee with CE reference AMJ975. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-14 | 2007-04-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-14 | 2007-04-14 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-16 | 2006-05-29 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-29 | 2005-09-02 |