Vincent Duhamel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Duhamel ( ), a licensed former licensee with CE reference AEI344. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-18 | 2017-11-10 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-04-18 | 2017-11-10 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 9 — Asset management | 2011-04-18 | 2017-11-10 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-04 | 2011-04-18 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-04 | 2011-04-18 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-04-04 | 2011-04-18 |
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2008-11-11 | 2010-11-04 |
| SAIL Advisors Limited | RO | Type 9 — Asset management | 2008-11-11 | 2010-11-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2005-09-23 | 2008-06-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 — Asset management | 2005-09-23 | 2008-06-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-08-24 | 2005-09-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2005-08-24 | 2005-09-23 |
| State Street Global Advisors Singapore Limited | RO | Type 4 — Advising on securities | 2005-06-20 | 2005-08-23 |
| State Street Global Advisors Singapore Limited | RO | Type 6 — Advising on corporate finance | 2005-06-20 | 2005-08-23 |
| State Street Global Advisors Singapore Limited | RO | Type 9 — Asset management | 2005-06-20 | 2005-08-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-12 | 2005-08-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-08-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-08-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-08-23 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
RO | Type 9 — Asset management | present | 2005-08-23 |