Andrew Searle Dalton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Searle Dalton ( ), a licensed former licensee with CE reference AAF149. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-18 | 2007-06-14 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2005-07-18 | 2011-04-24 |