Frank Dominick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Dominick, a licensed former licensee with CE reference AEW395. This person has 14.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Silver Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2010-09-13 | 2020-06-12 |
| Evo Capital Management Asia Limited | RO | Type 9 - Asset management | 2007-08-22 | 2010-03-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-16 | 2006-03-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-24 | 2005-02-02 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-12 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-12 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-12 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-12 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-12 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Dominick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.