Shaw-Tzeng Ding
丁紹曾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaw-Tzeng Ding (丁紹曾), a licensed former licensee with CE reference AFE147. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-10 | 2010-07-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-10 | 2010-07-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-09 | 2009-09-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-08-09 | 2009-09-10 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-08-09 | 2008-12-20 |