Hongyu Duan
段紅宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongyu Duan (段紅宇), a licensed former licensee with CE reference AEW345. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-10 | 2011-05-05 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-10 | 2011-05-05 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-03-10 | 2011-05-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-23 | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2009-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |