Gerald Froemke Dennig
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gerald Froemke Dennig ( ), CE reference ACJ196. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIDAO Capital Limited | RO | Type 4 — Advising on securities | 2016-09-13 | 2016-10-03 |
| CAIDAO Capital Limited | RO | Type 9 — Asset management | 2016-09-13 | 2016-10-03 |
| Kingsbridge Limited |
RO | Type 4 — Advising on securities | 2010-07-28 | 2014-02-12 |
| Kingsbridge Limited |
RO | Type 9 — Asset management | 2010-07-28 | 2014-02-12 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-10-12 | 2010-04-30 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-04-28 | 2010-04-30 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-04-28 | 2010-04-30 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-23 | 2009-04-28 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-03-23 | 2009-04-28 |
| Demeter Asset Management Limited |
RO | Type 4 — Advising on securities | 2006-01-06 | 2009-03-13 |
| Demeter Asset Management Limited |
RO | Type 9 — Asset management | 2004-10-05 | 2009-03-13 |
| Demeter Asset Management Limited |
Rep | Type 9 — Asset management | 2003-10-02 | 2004-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |