Jonathan Edward Dubois-Phillips
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Edward Dubois-Phillips ( ), a licensed former licensee with CE reference AJL224. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-26 | 2009-10-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-26 | 2009-10-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-09 | 2006-07-01 |