Andrew James Devonald
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Devonald ( ), a licensed former licensee with CE reference ADZ064. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-19 | 2007-02-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-01-19 | 2007-02-27 |
| Barclays Capital Securities Asia Limited 巴克萊證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-08 | 2005-01-31 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-08 | 2005-01-31 |