Mark Peter Louden Dowie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Peter Louden Dowie ( ), a licensed former licensee with CE reference ADC078. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | present | 2004-04-01 |
| UBS Securities Asia Limited | RO | Type 6 — Advising on corporate finance | present | 2004-04-01 |