UBS Derivatives Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Derivatives Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AAY107. Current licensed staff on file: 0 (total recorded over time: 210).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 - Dealing in futures contracts | Pre-2003 | 2016-12-18 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-07 |
| Type 9 - Asset management | Pre-2003 | 2005-02-07 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (210)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rachit Raj | Rep 2 | 2015-08 | 2016-12 |
| Elias Audi | Rep 2 | 2013-11 | 2016-12 |
| David Gareth Best | Rep 2 | 2011-03 | 2016-12 |
| Scott Allen Blanchard | Rep 2 | 2013-05 | 2016-12 |
| Adrien Paul Augustin Bordat-Maldonado Parra | Rep 2 | 2013-04 | 2016-12 |
| Laura Jayne Buffham | Rep 2 | 2013-07 | 2016-12 |
| Zhibin Cai 蔡志斌 | Rep 2 | 2011-10 | 2016-12 |
| Chun Hin Chan 陳晉軒 | Rep 2 | 2016-06 | 2016-12 |
| Chun Yin Chan 陳俊彥 | Rep 2 | 2015-08 | 2016-12 |
| Kwan Wah Chan 陳君華 | Rep 2 | 2012-05 | 2016-12 |
| Su-Li Chan 陳淑麗 | Rep 2 | 2015-01 | 2016-12 |
| Benjamin Victor Michael Chandler | RO 2 Rep 2 | 2011-06 | 2016-12 |
| Dennis Chih Chieh Chen 陳智傑 | Rep 2 | 2015-06 | 2016-12 |
| Anthony R Cheng 陳若嘉 | Rep 2 | 2014-02 | 2016-12 |
| Junsuk Choi | Rep 2 | 2016-03 | 2016-12 |
| Sheung Ngai Choi 蔡尚毅 | Rep 2 | 2015-05 | 2016-12 |
| Timothy Edward Clifford | Rep 2 | 2013-07 | 2016-12 |
| Laurent Benoit Georges Combalot | RO 2 Rep 2 | 2005-07 | 2016-12 |
| Richard Adrian Conley | Rep 2 | 2011-11 | 2016-12 |
| Christopher Edward Davis | Rep 2 | 2014-05 | 2016-12 |
| Boris Xavier Feschet | RO 2 Rep 2 | 2012-04 | 2016-12 |
| Ronald King Man Fok 霍敬文 | Rep 2, 5, 9 | Pre-2003 | 2016-12 |
| Bruce Ian French | Rep 2 | 2013-06 | 2016-12 |
| Christopher Gray | Rep 2 | 2016-03 | 2016-12 |
| Ilane-Yonathan Pierre Guez | Rep 2 | 2015-08 | 2016-12 |
| Chia-Lei Han 韓嘉蕾 | Rep 2 | 2010-03 | 2016-12 |
| Thomas William Herbert | Rep 2 | 2012-11 | 2016-12 |
| Tsz Leung Ho 何子樑 | Rep 2 | 2003-09 | 2016-12 |
| Alistair Hugo Holroyd | Rep 2 | 2015-11 | 2016-12 |
| Jing Hu 胡靜 | Rep 2 | 2014-04 | 2016-12 |
| Guoliang Nicholas Huang 黃國凉 | Rep 2 | 2016-06 | 2016-12 |
| Siu Yin Jimmy Hui 許兆賢 | Rep 2 | 2016-08 | 2016-12 |
| David James Innerdale | RO 2 | 2011-06 | 2016-12 |
| Savio Joseph Pulpel | Rep 2 | 2011-05 | 2016-12 |
| Jun Chao Keung 姜駿超 | Rep 2 | 2015-08 | 2016-12 |
| Seunghwan Kim | Rep 2 | 2016-08 | 2016-12 |
| Samarth Kudalkar | Rep 2 | 2015-05 | 2016-12 |
| Michel Kai Tai Lee 李啟泰 | Rep 2 | 2013-06 | 2016-12 |
| Jingshu Li 李京書 | Rep 2 | 2014-08 | 2016-12 |
| Mavis Qiwen Li 李綺雯 | Rep 2 | 2012-05 | 2016-12 |
| Pek Kueen Lim | Rep 2 | 2014-05 | 2016-12 |
| Timothy James Lock | Rep 2 | 2011-07 | 2016-12 |
| Qing Lu 盧青 | Rep 2 | 2015-02 | 2016-12 |
| Hin Chun Mak 麥顯俊 | Rep 2 | 2013-08 | 2016-12 |
| Jun Matsumoto 松本淳 | Rep 2 | 2013-04 | 2016-12 |
| Peter Richard McNulty | Rep 2 | 2013-08 | 2016-12 |
| Kwan Ho Mok 莫君豪 | Rep 2 | 2014-03 | 2016-12 |
| Natasha Murli Motwani | Rep 2 | 2010-02 | 2016-12 |
| Alexander Stanley Novak | Rep 2 | 2009-07 | 2016-12 |
| Archit Parakh | Rep 2 | 2013-08 | 2016-12 |
| Suhail Yusuf Patel | Rep 2 | 2016-04 | 2016-12 |
| Thomas Olafur Vaughton Philippson | Rep 2 | 2016-01 | 2016-12 |
| Iain Alexander Raskin | Rep 2 | 2014-09 | 2016-12 |
| Steffen Erich August Sabas | Rep 2 | 2016-08 | 2016-12 |
| Jiawen Shen 沈佳雯 | Rep 2 | 2014-05 | 2016-12 |
| Mohammed Saad Slaoui | Rep 2 | 2011-09 | 2016-12 |
| Paul Savile Smith | Rep 2 | 2014-05 | 2016-12 |
| Chaoran Song 宋超然 | Rep 2 | 2014-05 | 2016-12 |
| Joon Shern Soo 蘇駿昇 | Rep 2 | 2015-10 | 2016-12 |
| David Andrew Stead | Rep 2 | 2008-04 | 2016-12 |
| Patrick James Steele | Rep 2 | 2014-03 | 2016-12 |
| David Lyall Strachan | Rep 2 | 2013-10 | 2016-12 |
| Kin Dick Suen 孫堅迪 | Rep 2 | 2010-07 | 2016-12 |
| Yoon Kyu Sung | Rep 2 | 2013-07 | 2016-12 |
| Freddie Kuok Lin Tan | RO 2 Rep 2 | 2009-03 | 2016-12 |
| Brian Benedict Oh Tee | Rep 2 | 2016-07 | 2016-12 |
| Arisa Toyosaki | Rep 2 | 2016-09 | 2016-12 |
| Giselle Natalia Tropper | Rep 2 | 2014-03 | 2016-12 |
| Kazuya Ugayama | Rep 2 | 2016-02 | 2016-12 |
| Tim Wannenmacher | RO 2 Rep 2 | 2011-05 | 2016-12 |
| Donald Ho Lun Wong 黃浩麟 | Rep 2 | 2007-07 | 2016-12 |
| Kelman Kai Man Wong 王啟民 | Rep 2 | 2014-08 | 2016-12 |
| Bun Lerd Bernard Wu 胡斌畧 | Rep 2 | 2010-10 | 2016-12 |
| Huifang Xu 徐惠芳 | Rep 2 | 2015-09 | 2016-12 |
| Peilai Xu 徐沛來 | Rep 2 | 2014-07 | 2016-12 |
| Feng Yang 楊風 | Rep 2 | 2015-02 | 2016-12 |
| Qian Yuan 袁倩 | Rep 2 | 2013-07 | 2016-12 |
| Heekyu Yun | Rep 2 | 2009-07 | 2016-12 |
| Zijun Zhang 張紫珺 | Rep 2 | 2016-04 | 2016-12 |
| Weiqi Zhu 朱偉奇 | Rep 2 | 2015-08 | 2016-12 |
| Anthony Joseph Peregrine Constable | Rep 2 | 2015-08 | 2016-11 |
| Jing Li 李菁 | Rep 2 | 2016-01 | 2016-11 |
| Tara Michelle McDougall | Rep 2 | 2016-10 | 2016-11 |
| Masakatsu Nakada | Rep 2 | 2015-11 | 2016-11 |
| Woonki Jeon 全沄基 | Rep 2 | 2015-07 | 2016-11 |
| Robert Morris 銘陽 | Rep 2 | 2012-05 | 2016-10 |
| Anibal David Yanez Hinojosa | Rep 2 | 2015-01 | 2016-08 |
| Chi Won Yoon | RO 2 Rep 2 | 2003-09 | 2016-07 |
| Kristy Ling Tung Chan 陳令彤 | Rep 2 | 2015-07 | 2016-07 |
| Georgia Kate Corones | Rep 2 | 2015-01 | 2016-07 |
| Yash Agarwal | Rep 2 | 2010-02 | 2016-07 |
| Ke Cheng 程珂 | Rep 2 | 2014-07 | 2016-06 |
| Christopher Scott | RO 2 Rep 2 | 2012-11 | 2016-06 |
| Chun Wai Li 李俊蔚 | Rep 2 | 2009-08 | 2016-06 |
| Hyun-Jae Lee 李賢宰 | Rep 2, 5, 9 | Pre-2003 | 2016-06 |
| Shrinivas Ravindra Gangal | Rep 2 | 2013-07 | 2016-05 |
| Adrien Jacob Israel | Rep 2 | 2013-10 | 2016-05 |
| Deepak Joshi | Rep 2 | 2014-03 | 2016-05 |
| Ryan Wesley Nelson | Rep 2 | 2011-09 | 2016-05 |
| Pankaj Jaysing Dhake | Rep 2 | 2013-05 | 2016-04 |
Showing 1–100 of 210