Steffen Erich August Sabas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steffen Erich August Sabas ( ), a licensed former licensee with CE reference BIB411. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VTB Capital Hong Kong Limited | RO | Type 9 — Asset management | 2021-11-12 | 2022-07-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-16 | 2019-10-27 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-01-16 | 2019-10-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2017-09-08 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-09-08 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-08-29 | 2017-09-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-08-29 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-29 | 2017-09-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-29 | 2016-12-18 |