Alexander Stanley Novak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Stanley Novak ( ), a licensed former licensee with CE reference ATI171. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2019-01-28 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2019-01-28 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2019-01-28 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2014-02-11 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-07-20 | 2019-01-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-07-20 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-20 | 2019-01-28 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-20 | 2016-12-18 |