Archit Parakh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Archit Parakh, CE reference BBT705. Currently licensed at 1 firm(s): Syfe Hong Kong Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Syfe Hong Kong Limited | RO | Type 9 — Asset management | 2023-07-21 | present |
| Syfe Hong Kong Limited | RO | Type 1 — Dealing in securities | 2022-08-01 | present |
| Syfe Hong Kong Limited | RO | Type 4 — Advising on securities | 2022-08-01 | present |
| Syfe Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-07-06 | 2022-08-01 |
| Syfe Hong Kong Limited | Rep | Type 4 — Advising on securities | 2022-07-06 | 2022-08-01 |
| Syfe Hong Kong Limited | Rep | Type 9 — Asset management | 2022-07-06 | 2023-07-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2022-06-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2022-06-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-08-30 | 2022-06-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-08-30 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-08-30 | 2022-06-17 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-08-30 | 2016-12-18 |