Ilane-Yonathan Pierre Guez
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ilane-Yonathan Pierre Guez, CE reference BAD514. Currently licensed at 1 firm(s): Natixis Asia Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2024-02-01 | present |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2024-02-01 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2023-05-09 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2023-05-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-08-03 | 2023-05-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-08-03 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-03 | 2023-05-09 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-03 | 2016-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-03 | 2014-11-22 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-09-03 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-03 | 2014-11-22 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-09-03 | 2013-04-23 |