Paul Savile Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Savile Smith ( ), a licensed former licensee with CE reference AVN296. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2017-09-22 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2017-09-22 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2017-09-22 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-05-19 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-09 | 2017-09-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-04-09 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-09 | 2017-09-22 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2014-04-09 | 2016-12-18 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-02 | 2014-03-10 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-02 | 2014-03-10 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-08-02 | 2014-03-10 |