Thomas Olafur Vaughton Philippson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Olafur Vaughton Philippson ( ), a licensed former licensee with CE reference BAC320. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2020-07-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2020-07-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-15 | 2020-07-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-01-15 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-15 | 2020-07-17 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-15 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-08-29 | 2016-01-15 |