Hyun-Jae Lee
李賢宰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hyun-Jae Lee (李賢宰), a licensed former licensee with CE reference AHN694. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-09-27 | 2016-06-11 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-09-27 | 2016-06-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-27 | 2016-06-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-27 | 2016-06-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | present | 2007-04-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | present | 2007-04-19 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | present | 2007-04-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | present | 2007-04-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 - Asset management | present | 2005-02-07 |