Chi Won Yoon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Won Yoon ( ), a licensed former licensee with CE reference ACN181. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-06-09 | 2016-07-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2005-06-09 | 2016-07-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-06-09 | 2016-07-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2005-06-09 | 2016-07-25 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2004-10-05 | 2005-06-09 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2003-09-15 | 2005-06-09 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2003-09-15 | 2005-06-09 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2003-09-15 | 2005-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-09-15 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-09-15 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-11 |