Chi Won Yoon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Won Yoon, a licensed former licensee with CE reference ACN181. This person has 13.3 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2005-06-09 | 2016-07-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2005-06-09 | 2016-07-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2005-06-09 | 2016-07-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2005-06-09 | 2016-07-25 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | 2004-10-05 | 2005-06-09 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2003-09-15 | 2005-06-09 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2003-09-15 | 2005-06-09 |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2003-09-15 | 2005-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-11 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Won Yoon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.