Rachit Raj
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachit Raj, a licensed Responsible Officer with CE reference BFF384. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 10.5 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-05 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-20 | 2025-06-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-10-28 | 2020-05-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-09 | 2021-04-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-10-09 | 2021-04-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2019-08-03 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2019-08-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-08-24 | 2019-08-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-08-24 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-24 | 2019-08-03 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-24 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-04-17 | 2015-04-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rachit Raj during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.