Pek Kueen Lim

CE No. BDL625 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pek Kueen Lim (), a licensed former licensee with CE reference BDL625. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Hong Kong Limited Rep Type 2 - Dealing in futures contracts 2016-12-19 2023-12-13
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2014-05-26 2023-12-13
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2014-05-26 2023-12-13
UBS Derivatives Hong Kong Limited Rep Type 2 - Dealing in futures contracts 2014-05-26 2016-12-18

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