Benjamin Victor Michael Chandler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Victor Michael Chandler ( ), a licensed former licensee with CE reference AEO780. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trafalgar Capital Management (HK) Limited |
RO | Type 9 — Asset management | 2025-10-02 | 2026-01-04 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-17 | 2024-05-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-28 | 2024-05-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-16 | 2021-05-28 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-12-19 | 2019-11-01 |
| UBS Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2016-12-19 | 2019-11-01 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2012-05-24 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2012-05-24 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-29 | 2019-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-06-29 | 2012-05-24 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-29 | 2019-11-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-29 | 2012-05-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-06-23 | 2011-03-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-24 | 2011-03-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-18 | 2011-03-30 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-18 | 2004-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2003-07-10 |