Benjamin Victor Michael Chandler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Victor Michael Chandler, a licensed former licensee with CE reference AEO780. This person has 20.0 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trafalgar Capital Management (HK) Limited | RO | Type 9 - Asset management | 2025-10-02 | 2026-01-04 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-17 | 2024-05-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 - Dealing in securities | 2021-05-28 | 2024-05-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-16 | 2021-05-28 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2016-12-19 | 2019-11-01 |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2016-12-19 | 2019-11-01 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2012-05-24 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2012-05-24 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-29 | 2019-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-06-29 | 2012-05-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-29 | 2019-11-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-29 | 2012-05-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-06-23 | 2011-03-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-24 | 2011-03-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-18 | 2011-03-30 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-18 | 2004-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Victor Michael Chandler during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.