Ryan Wesley Nelson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryan Wesley Nelson ( ), a licensed former licensee with CE reference AQX958. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-18 | 2018-01-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-09-30 | 2016-05-20 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-30 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-30 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2016-05-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-10 | 2010-05-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-10 | 2010-05-25 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-29 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-29 | 2008-09-29 |