Joon Shern Soo
蘇駿昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joon Shern Soo (蘇駿昇), CE reference BEZ017. Currently licensed at 1 firm(s): Hel Ved Capital Management Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hel Ved Capital Management Limited |
Rep | Type 4 — Advising on securities | 2022-06-16 | present |
| Hel Ved Capital Management Limited |
Rep | Type 9 — Asset management | 2022-06-16 | present |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-16 | 2022-06-01 |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-22 | 2022-06-01 |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-05-18 | 2020-10-12 |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-16 | 2020-05-12 |
| LiZen Asset Management Limited 理正資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-16 | 2020-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2019-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2019-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-12-15 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-12-15 | 2019-06-21 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-10-02 | 2019-06-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-10-02 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-02-17 | 2015-02-28 |