Laurent Benoit Georges Combalot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurent Benoit Georges Combalot, a licensed former licensee with CE reference AHC015. This person has 21.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2016-12-19 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2016-12-19 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2016-12-19 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2011-07-06 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2009-05-06 | 2025-02-11 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2009-05-06 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2009-05-06 | 2025-02-11 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2009-05-06 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2005-11-29 | 2009-05-06 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2005-07-08 | 2005-11-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-05-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2009-05-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Laurent Benoit Georges Combalot during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.