Ronald King Man Fok
霍敬文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald King Man Fok (霍敬文), a licensed former licensee with CE reference AGE025. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-10 | 2024-10-26 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-10 | 2024-10-26 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 4 — Advising on securities | 2023-08-10 | 2024-10-26 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-10 | 2024-10-26 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 — Asset management | 2023-08-10 | 2024-10-26 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-06 | 2024-10-26 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-03-06 | 2024-10-26 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-06 | 2023-08-10 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-06 | 2023-08-10 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-06 | 2023-08-10 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2023-03-06 | 2023-08-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2018-05-04 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2018-05-04 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-22 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2018-05-04 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | present | 2018-05-04 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-02-04 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-02-07 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |