Kristy Ling Tung Chan
陳令彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kristy Ling Tung Chan (陳令彤), a licensed former licensee with CE reference BFT513. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2020-02-06 | 2020-02-14 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-09-14 | 2019-06-19 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-09-14 | 2019-06-19 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-01 | 2017-06-11 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-07-08 | 2016-07-23 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-07-08 | 2016-07-23 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-08 | 2016-07-23 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-08 | 2016-07-23 |