Bruce Ian French

CE No. AQM685 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Ian French (), a licensed former licensee with CE reference AQM685. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2026-01-13 2026-01-17
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2025-05-22 2025-05-31
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2023-11-16 2023-11-18
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2023-11-16 2023-11-18
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2016-12-19 2017-09-01
UBS Securities Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2016-12-19 2017-09-01
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2013-06-27 2016-12-18
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2013-06-27 2017-09-01
UBS Derivatives Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2013-06-27 2016-12-18
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2008-02-25 2017-09-01

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