Bruce Ian French
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Ian French ( ), a licensed former licensee with CE reference AQM685. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2026-01-13 | 2026-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2025-05-22 | 2025-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-11-16 | 2023-11-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-11-16 | 2023-11-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2017-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-09-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-06-27 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-27 | 2017-09-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-27 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-02-25 | 2017-09-01 |