Jiawen Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiawen Shen (沈佳雯), a licensed Responsible Officer with CE reference ANQ097. Currently licensed at 1 firm(s): Sculptor Capital Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-25 | present |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-07-25 | present |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-08-04 | 2022-07-25 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-02 | 2022-07-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2021-07-02 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2021-07-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-05-26 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-05-26 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-04-11 | 2021-07-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-11 | 2021-07-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-10 | 2011-02-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-16 | 2011-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jiawen Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.