Bun Lerd Bernard Wu
胡斌畧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bun Lerd Bernard Wu (胡斌畧), a licensed former licensee with CE reference APL242. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2021-05-27 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2021-05-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-10-05 | 2021-05-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-10-05 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-05 | 2021-05-27 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-05 | 2016-12-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-22 | 2008-05-22 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-22 | 2008-05-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-22 | 2008-05-22 |