Anthony R Cheng
陳若嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony R Cheng (陳若嘉), CE reference AXC419. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-06-09 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-06-09 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-06-09 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2021-03-01 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2021-03-01 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2016-12-19 | 2021-03-01 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-02-05 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-25 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-04-06 | 2021-03-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-04-06 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-04-06 | 2021-03-01 |