Patrick James Steele
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick James Steele ( ), a licensed former licensee with CE reference BCZ920. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2018-05-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2018-05-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-03-03 | 2018-05-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-03-03 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-03 | 2018-05-17 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-03 | 2016-12-18 |