Scott Allen Blanchard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Allen Blanchard, CE reference ADT574. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | present |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2020-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2017-07-25 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-07-25 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2016-12-19 | 2017-07-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-05-07 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-11-25 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-20 | 2017-07-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-06-20 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-20 | 2017-07-25 |
| Buena Vista Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2007-02-28 | 2011-05-13 |
| Execution Noble (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-08-15 | 2007-01-15 |
| Execution Noble (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-02-16 | 2006-08-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-08 | 2006-01-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |