Yash Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yash Agarwal ( ), a licensed former licensee with CE reference AUN893. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-08 | 2022-02-28 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
RO | Type 9 — Asset management | 2021-10-08 | 2022-02-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-08 | 2022-02-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-08 | 2022-02-28 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-08 | 2021-10-08 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-08 | 2021-10-08 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-02-01 | 2016-07-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-02-01 | 2016-07-05 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-01 | 2016-07-05 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-01 | 2016-07-05 |