Timothy Edward Clifford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Edward Clifford, a licensed former licensee with CE reference AFH048. This person has 4.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2017-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2017-02-08 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2016-12-19 | 2017-02-08 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2014-07-15 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2013-12-13 | 2017-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-07-15 | 2014-07-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-15 | 2013-12-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-15 | 2017-02-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-15 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2013-07-15 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-07 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-07 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Edward Clifford during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.