Timothy Edward Clifford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Edward Clifford ( ), a licensed former licensee with CE reference AFH048. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2017-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2016-12-19 | 2017-02-08 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-12-19 | 2017-02-08 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2014-07-15 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2013-12-13 | 2017-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-07-15 | 2014-07-15 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-07-15 | 2013-12-13 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-15 | 2017-02-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-07-15 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2013-07-15 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-07 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-08-07 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-07 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-08-07 |