Mavis Qiwen Li
李綺雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mavis Qiwen Li (李綺雯), CE reference AMF022. Currently licensed at 1 firm(s): Pamalican Asset Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamalican Asset Management Limited |
RO | Type 9 — Asset management | 2026-04-10 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-08-28 | 2023-01-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-28 | 2023-01-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-28 | 2023-01-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2020-08-28 | 2023-01-12 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2018-02-08 | 2018-12-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2018-02-08 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2018-02-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2012-05-10 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-12-14 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2017-12-21 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-07-06 | 2017-12-21 |