Iain Alexander Raskin

CE No. BAX616 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iain Alexander Raskin (), a licensed former licensee with CE reference BAX616. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
LMR Partners Limited
Rep Type 9 — Asset management 2019-07-19 2023-07-17
Qube Research & Technologies Hong Kong Limited Rep Type 9 — Asset management 2018-05-30 2019-04-18
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2016-12-19 2018-03-21
UBS Securities Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2016-12-19 2018-03-21
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2014-09-03 2016-12-18
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2014-09-03 2018-03-21
UBS Derivatives Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2014-09-03 2016-12-18
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2013-02-25 2018-03-21

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