Iain Alexander Raskin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iain Alexander Raskin, a licensed former licensee with CE reference BAX616. This person has 10.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited | Rep | Type 9 - Asset management | 2019-07-19 | 2023-07-17 |
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 - Asset management | 2018-05-30 | 2019-04-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2018-03-21 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2018-03-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-09-03 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-03 | 2018-03-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-03 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-02-25 | 2018-03-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Iain Alexander Raskin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.