Iain Alexander Raskin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iain Alexander Raskin ( ), a licensed former licensee with CE reference BAX616. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited |
Rep | Type 9 — Asset management | 2019-07-19 | 2023-07-17 |
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2018-05-30 | 2019-04-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2018-03-21 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2018-03-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-09-03 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2014-09-03 | 2018-03-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-09-03 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-02-25 | 2018-03-21 |