Qing Lu
盧青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qing Lu (盧青), CE reference BEZ264. Currently licensed at 3 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited, CLSA Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-18 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-20 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-20 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-20 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-02-20 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-20 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2020-07-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2020-07-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-02-23 | 2020-07-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-02-23 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2015-02-23 | 2020-07-31 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-02-23 | 2016-12-18 |