Seunghwan Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seunghwan Kim, CE reference BIC659. Currently licensed at 1 firm(s): LMR Partners Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LMR Partners Limited |
Rep | Type 9 — Asset management | 2020-05-12 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2020-04-30 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2020-04-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-08-31 | 2020-04-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-08-31 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-31 | 2020-04-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-31 | 2016-12-18 |