David Lyall Strachan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lyall Strachan, a licensed former licensee with CE reference AFF232. This person has 14.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2018-09-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-10-15 | 2018-09-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-10-15 | 2018-09-08 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2013-10-15 | 2016-12-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2004-12-15 | 2005-06-21 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2004-12-15 | 2005-06-21 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2004-04-16 | 2013-01-29 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2004-04-16 | 2013-01-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-12-06 | 2004-04-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2003-12-06 | 2004-04-16 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-12-06 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-04 |
| J.P. Morgan Futures Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lyall Strachan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.