Michel Kai Tai Lee
李啟泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michel Kai Tai Lee (李啟泰), a licensed former licensee with CE reference AOJ780. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HBS (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2021-03-09 | 2023-09-01 |
| HBS (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2021-03-09 | 2023-09-01 |
| HashKey Capital Limited |
Rep | Type 9 — Asset management | 2020-04-24 | 2023-09-01 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-24 | 2020-03-05 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-24 | 2020-03-05 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2018-07-25 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2018-07-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-20 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2011-11-25 | 2018-07-25 |
| UBS Securities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2011-11-25 | 2018-07-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-01-08 | 2011-11-25 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-01-08 | 2011-11-25 |