Kazuya Ugayama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazuya Ugayama ( ), a licensed former licensee with CE reference BEC906. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2018-04-14 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2018-04-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-02-05 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2016-02-05 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-09-18 | 2018-04-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-18 | 2018-04-14 |